Resource List

Federal Deposit Insurance Company

Insurance limits for bank deposits.

Is your bank insured?

Types of accounts that are covered.

www.fdic.gov

Securities Investor Protection Company

Insurance limits for failed brokerage firms.

What securities are covered.

How accounts are transferred.

www.sipc.org

Securities and Exchange Commission

Protect Investors.

Orderly and Efficient Markets.

Enforce Federal Securities Laws.

www.sec.gov

Financial Industry Regulatory Authority

Investor education.

Broker lookup.

Oversees US Broker-Dealers.

www.finra.org